-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V3+mvookEVTVdGKLSIrvqJca2XdokMjaSMT9Yt2VgJSQrHILfC2N5tU8I9aJaA7V 5Rimj7kkLnI+rDhMN3nBAg== 0000950135-08-000825.txt : 20080212 0000950135-08-000825.hdr.sgml : 20080212 20080212160013 ACCESSION NUMBER: 0000950135-08-000825 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080212 DATE AS OF CHANGE: 20080212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Bancorp, Inc. CENTRAL INDEX KEY: 0001332199 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81117 FILM NUMBER: 08598441 BUSINESS ADDRESS: STREET 1: 99 NORTH STREET CITY: PITTSFIELD STATE: MA ZIP: 01202 BUSINESS PHONE: 413-443-4421 MAIL ADDRESS: STREET 1: 99 NORTH STREET CITY: PITTSFIELD STATE: MA ZIP: 01202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Banks Foundation CENTRAL INDEX KEY: 0001343659 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 99 NORTH STREET CITY: PITTSFIELD STATE: MA ZIP: 01201 BUSINESS PHONE: 413-443-4421 MAIL ADDRESS: STREET 1: 99 NORTH STREET CITY: PITTSFIELD STATE: MA ZIP: 01201 SC 13G/A 1 b68548basc13gza.htm LEGACY BANCORP, INC. - THE LEGACY BANKS FOUNDATION sc13gza
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

LEGACY BANCORP, INC.
(Name of Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
52463G 10 5
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
 
 

 

           
1.   NAMES OF REPORTING PERSONS.

I.R.S. Identification Nos. of above persons (entities only).

The Legacy Banks Foundation
20-3661535
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS).

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE ORGANIZATION
   
  State of Delaware
       
  5.   SOLE VOTING POWER
     
NUMBER OF   763,600
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   763,600
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    0
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  763,600
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3% of 9,240,960 shares of Common Stock outstanding as of December 31, 2007.
     
12.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  CO


 

     
Item 1(a).
  Name of Issuer
 
   
 
  Legacy Bancorp, Inc.
 
   
Item 1(b).
  Address of Issuer’s Principal Executive Offices
 
   
 
  99 North Street
Pittsfield, MA 01202
 
   
Item 2(a).
  Name of Person Filing
 
   
 
  The Legacy Banks Employee Stock Ownership Plan
 
   
Item 2(b).
  Address of Principal Business Office or, if none, Residence
 
   
 
  99 North Street
Pittsfield, MA 01202
 
   
Item 2(c).
  Citizenship
 
   
 
  State of Dealware
 
   
Item 2(d).
  Title of Class of Securities
 
   
 
  Common Stock, par value $0.01 per share
 
   
Item 2(e).
  CUSIP Number
 
   
 
  52463G 10 5
 
   
Item 3.
  IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS:
 
   
 
  Not Applicable.
 
   
Item 4.
  Ownership
 
   
 
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount beneficially owned:
 
      763,600
 
  (b)   Percent of class:
 
      8.3% of 9,240,960 shares of Common Stock outstanding as of December 31, 2007.
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:

 


 

      763,600
 
  (ii)   Shared power to vote or to direct the vote:
 
      0
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      763,600
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
      0
               The Legacy Banks Foundation (the “Foundation”) was formed in connection with the conversion of the holding company structure of Legacy Banks (the wholly owned subsidiary of Legacy Bancorp, Inc.) from mutual to stock ownership. Under the terms of the approval from the Massachusetts Commissioner of Banks authorizing the establishment of the Foundation, shares of Common Stock owned by the Foundation are required to be voted in the same ratio as all other shares of Common Stock on all proposals presented to stockholders for consideration.
     
Item 5.
  Ownership of Five Percent or Less of a Class:
 
   
 
  Not Applicable
 
   
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person:
 
   
 
  Not Applicable
 
   
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
 
   
 
  Not Applicable
 
   
Item 8.
  Identification and Classification of Members of the Group:
 
   
 
  Not Applicable
 
   
Item 9.
  Notice of Dissolution of Group:
 
   
 
  Not Applicable

 


 

     
 
   
Item 10.
  Certification:
          By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
          After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
 
  February 12, 2008
Date
 
 
  /s/ J. Williar Dunlaevy    
  Signature   
     
  J. Williar Dunlaevy
CEO and Chairman of the Board of The
Legacy Banks Foundation 
 
 

 

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